Broker Check

Privacy Statement

Protect your privacy and security.

Net Worth Advisors Privacy Pledge

At Net Worth Advisors, your privacy is our priority. Our relationship with you is our most important asset. We understand that you have entrusted us with your private financial information, and we do everything we can to maintain that trust. The following are details of our approach to privacy.

We collect personal information to open your account(s), to process your transactions and to help us provide a better level of service. We do not sell your personal information to anyone. We protect the security and confidentiality of the personal information we collect.

The Net Worth Advisors privacy policy applies to consumers who are current or former clients. Throughout the policy, we refer to information that personally identifies you or your accounts as "personal information". 

1. We do not sell your personal information to anyone.

2. We do not disclose personal information to third parties, unless one of the following limited exceptions applies.

We disclose personal information, such as account and transaction data, to companies, including financial institutions that contract with Net Worth Advisors to manage portfolios, execute transactions, or who act in a custodial capacity, etc. We have contracts with these companies that prohibit them from using your personal information for their own purposes.

We may disclose personal information to companies that help us process or service your transactions or account(s), including companies that print and mail your account statements.

We may disclose or report personal information in limited circumstances where we believe in good faith that disclosure is required by law (for example, to cooperate with regulators or law enforcement authorities, resolve consumer disputes, perform credit/authentication checks, or for institutional risk control).

Outside of these exceptions, we will not share your personal information with third parties unless you have specifically asked us to do so.

3. We do collect personal information in the normal course of business in order to administer your accounts and serve you better.

Application and registration information. We collect information that you provide to us when you open an account, make application to or through National Planning Corporation or M Holdings, Inc. for the purchase of securities, insurance products or service, or to register for one or more of our services such as financial analysis or seminars. The information we collect may include name, address, phone number, email address, Social Security number, financial information and information about your investment desires and experience. We also may collect information from consumer reporting agencies.

Transaction information. Once you have an account with us, to administer your account and better serve you, we collect and maintain personal information about your transactions, including balances, positions, and history, and may include your name or other data in an internal client list that reflects your activities at Net Worth Advisors and with outside contracted providers.

4. We use your personal information to fulfill our regulatory obligations and to help us deliver the best possible service to you.

Net Worth Advisors is required by its various regulatory authorities such as the U.S. Securities Exchange Commission ("SEC"), National Association of Securities Dealers, Inc. ("FINRA"), and state jurisdictions to collect, review and maintain certain personal information such as investment history, financial data, employment history, etc., in order to fulfill various regulatory requirements. 

5. We protect the confidentiality and security of your personal information.

Companies we hire to provide support services are not allowed to use your personal information for their own purposes and are contractually obligated to maintain strict confidentiality. We limit their use of your personal information to the performance of the specific service we have requested.

We restrict access to personal information to select employees and agents who have a need for such information for business purposes only. All such employees are trained and required to safeguard such information.

We maintain physical, electronic, and procedural safeguards to guard your personal information.

6. We continue to evaluate our efforts to protect personal information and make every effort to keep your personal information accurate and up to date.

If you identify any inaccuracy in your personal information, or you need to make a change to that information, please contact us so that we may promptly update our records and better serve you.

7. We will provide notice of changes in our information-sharing practices.

If, at any time in the future, it is necessary to disclose any of your personal information in a way that is inconsistent with this policy, we will give you advance notice of the proposed change so that you will have the opportunity to opt out of such disclosure.

If you have any questions or concerns, please contact us.